Investment Services Public Markets
Investment Services Public Markets, or ISPM, is an integrated team that leverages data and emerging technology to provide investment services for public market investment activities strategically and tactically.
The team is responsible for business management functions for all public market investment strategies, as well as GIC’s global execution, trade and collateral operations, asset servicing, investment monitoring, market data management, network management and custody control.
The coverage extends across a spectrum of products such as equities, bonds, money market, foreign exchange, futures, collateralized securities and other derivatives.
We are currently looking for an Associate or Assistant Vice President to enhance our Regulatory Reporting & Investment Compliance capabilities.
The Regulatory Reporting & Investment Compliance (RRIC) team specializes in researching, managing and implementing response to all regulatory provisions that affect the firm’s investments with internal and external advisors, focusing on regulatory reporting to applicable regulatory bodies globally.
Responsibilities include reviewing new products, markets, reputation analysis of all product lines as regulations evolved, as well as being the resident expert on regulatory implementation.
The group also monitors investment against restrictions / limits in all relevant jurisdictions arising from the investment activities of the public and private markets.
Leverage on internal and external advisors to assess global regulations with good understanding and application to GIC’s investments.
Research, manage and implement responses to all the provisions that affect the firm, communicating implications of existing and proposed regulation to executive management, and developing potential responses.
Provide compliance responses and expertise to the business e.g. vetting of proposed transactions, new products, taking into account internal and regulatory requirements for all product lines.
Develops and reviews policies and procedures, including coding of rules in execution platforms, to ensure control and appropriateness and adequacy against industry best practices and regulatory requirements.
Work on change management activities to ensure compliance with all new regulatory requirements and implementation of regulatory and internal trade restrictions.
Maintain good working knowledge of regulations and industry best practices.
Work well in team setting and able to communicate well to engage various stakeholders.
Bachelor’s degree in either Accounting / Finance, Business, Legal or a similar field.
At least 2 years of experience within Regulatory Compliance and Investment Monitoring function.
Well versed in all financial products across all asset classes.
Good understanding of regulations and investment monitoring requirements.
Possesses strong analytical skills, good working knowledge with data and able to think strategically.
Possesses strong communication skills and able to effectively engage multiple stakeholders.
Experience with establishing and meeting critical deadlines, as well as tracking and driving execution.