vice president, client assets sme
4d ago

about the company

A leading global bank with a strong presence in Asia and Europe, our client strives for success without compromising on its desire to create a work environment that values diversity.

You can expect to be in an organisation that will not only expose you to new challenges and opportunities, but one with chances to progress and grow your career as well as your personal goals and ambitions.

about the job

As part of the client assets control group, you will have oversight of all regulatory aspects of client assets and be responsible for ensuring adherence to client asset rules in the Asia Pacific.

The role offers regional exposure with interactions with multiple internal stakeholders, including at the senior management level, across functions and diverse business lines.

This is an opportunity to be an integral part of a large global investment bank’s operations that directly impacts and contributes to its success.

You will be responsible for :

  • Managing regulatory reviews / change and advising on impact of client assets including reporting and management of incidents
  • Conducting training on client asset regulations for key stakeholders in APAC branches
  • Handling and supervising all audits for client assets regionally
  • Designing and identifying gaps in process and procedures in order to enhance and improve compliance with client assets regulatory requirements
  • Management of risk and identification of metrics for client assets.
  • about the manager / team

    Reporting in to the team Manager, you will part of a control group that supports the organisation’s processes to align them with regulatory and compliance requirements.

    skills and experience required

  • Possess a Diploma or Degree in Business, Banking or Finance
  • At least 12 years of experience in investment banking or a related industry
  • Proven experience in client asset regulations (SFC etc) and knowledge of complex product lines in a large investment bank
  • Strong risk / audit mindset with excellent understanding of wider regulatory environment of APAC
  • Strong knowledge of futures and options / securities would be an added advantage
  • Able to work with high level of accuracy and attention to details
  • Excellent interpersonal and communication skills
  • To apply online please use the 'apply' function, alternatively you may contact Shawn Lee at 65101463.


    no additional skills required


    no additional qualifications required

    Bachelor Degree

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